Denver Post - November 6, 2002
By Howard Pankratz
Discipline of lawyers in the United States is a "national disgrace,"
according to a report by a Washington-based legal reform group called HALT.
Although Colorado
was deemed to have the 13th best legal system, it received a "C" grade and
was criticized for investigating only a small percentage of the complaints
lodged with the state's Office of Attorney Regulation.
"The
primary problem in Colorado with regard to adequacy of discipline is that
it has one of the worst investigation rates in the country - it looks into
less than 10 percent of the grievances coming in the door," said Suzanne
Mishkin, HALT's associate counsel.
"The discipline can't be adequate if they aren't looking at the complaints," Mishkin said.
According
to a 2000 survey, 4,507 complaints were filed in Colorado, but only 432 investigations
were initiated. HALT based its finding on that American Bar Association survey.
"That
ends up being less than 10 percent," Mishkin said. "Our feeling is that every
consumer grievance deserves meaningful review. Colorado is really at the
bottom of the country when it comes to really giving consumer grievances
their due. California and Florida look at every single grievance that comes
through the door."
But John Gleason, who heads Colorado's Office
of Attorney Regulation, criticized the findings, claiming Colorado does more
than any state in regulating lawyers and should rank first.
"I agree
with a lot they do," said Gleason about HALT. "I think it is good that they
hold some of the jurisdictions' feet to the fire. Unfortunately, they don't
understand the nature of the Colorado program."
HALT released its
"Lawyer Discipline Report Card" late in October and described it as a "scathing
indictment of attorney discipline agencies nationwide."
It said
the report was the first comprehensive evaluation in 10 years of agencies
that regulate attorneys in 50 states and the District of Columbia.
Of the 51 jurisdictions, many received grades of D, and two states - Pennsylvania and North Carolina - flunked.
"To
protect the public from unscrupulous, negligent or incompetent attorneys,
penalties for misconduct should be swift and certain," said HALT executive
director James Turner. "Instead the report card found a wide pattern of delay,
secrecy and toothless sanctions that amount to a national disgrace."
HALT's
"report card" has six categories and an overall grade. The six categories
are "adequacy of discipline imposed"; "publicity and responsiveness"; "openness
of the process"; "fairness of disciplinary procedures"; "public participation"
and "promptness".
Colorado received a D- for adequacy of discipline;
a C+ for publicity and responsiveness; C+ for openness of the process; an
A- for fairness of disciplinary procedures; C for public participation; and
a D+ for promptness, with an overall C grade.
But Gleason believes the agency should receive a B+. Gleason gave the grievance system A's and B's in the categories.
He
is incensed at the claim that Colorado investigates only a small number of
complaints. He said he has 14 lawyers. Five of those answer phones up to
12 hours a day and do nothing but listen to inquiries.
Gleason said
50 percent of the calls are simply questions about the system. Many callers
have been advised by their lawyers to take certain court action or that certain
steps be followed. The five lawyers, using computers and courthouse personnel,
can verify whether the information is correct.
"We never blow them
off," Gleason said. "We never say we are not going to look into your case.
In 50 percent of the cases, what we are doing is helping them understand
that everything is okay."
He said another goal is to attempt to
keep the attorney-client relationship going. If a consumer has a complaint,
his staff will setup a conference call and mediate the dispute.
HALT
praised Colorado's telephone grievance system, saying it is the best in the
nation. The phone system is toll free, provides translators for a diverse
range of people, including those who speak Spanish, Russian and Korean, and
gives consumers "clear and comprehensive information."
HALT also praised the openness of the process in Colorado.
Mishkin
said consumers in nine states can be held in contempt, sentenced to jail
and fined if they talk about their grievance. Another 27 states won't hold
consumers in contempt but gag them from speaking about their grievance, said
Mishkin.
"Colorado does not do that. It doesn't force consumers to keep their mouths shut," said the HALT lawyer.
She
said in a number of states lawyers who are grieved by consumers can turn
around and sue the consumer if the allegation is unsubstantiated. But in
Colorado individuals are granted immunity from such lawsuits.
HALT
also gave the Colorado agency high marks for being tough when it did discipline
lawyers. Although it doesn't look into that many grievances when it does
it imposes disbarment, suspension or censure at a higher rate than 46 other
disciplinary agencies, said HALT.
Gleason said it is only a small group of lawyers who cause problems.
According
to the ABA's 2000 statistics, Colorado ranked 7th in the nation for complaints
filed, which Gleason attributes to the phone system Colorado pioneered. He
said that prior to 1999, all complaints about lawyers had to be in writing.
Typically, the office annually mailed 5,000 to 6,000 complaint forms to individuals
who inquired about filing a grievance. Generally only one in five forms was
returned. That changed dramatically in 1999. Between 1998 and 1999, the number
of complaints shot up 237 percent, from the 1,472 written complaints in 1998
to the 4,961 telephone complaints in 1999.
Gleason said the telephone
system and other changes have made the Colorado lawyer grievance system the
most open and "user-friendly" in the United States.
To promote the
grievance procedure, he said, his agency advertises in every major telephone
book; provides a 800 phone number; and has a website that has information
about every Colorado lawyer.
Gleason calls the web site a "powerful
tool" where clients can see if their lawyers have any prior discipline, and
other information such as their addresses and when they were admitted.
|